SEC Releases Alert on Ransomware Attacks
The Securities and Exchange Commission’s (SEC) exam division is warning [...]
15
07, 2020
15
07, 2020
DOJ Edits Guidance for 2020 Compliance Programs
On June 1, 2020, the United States Department of Justice [...]
7
07, 2020
Quest CE’s Culture Earns National Recognition
MILWAUKEE – July 7, 2020 – Quest CE is thrilled [...]
2
07, 2020
Quest CE Releases Course on Diversity and Inclusion
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
2
07, 2020
Quest CE Automates Super CE Management Process
MILWAUKEE – July 2, 2020 – Quest CE, premier provider [...]
30
06, 2020
25 Courses to Help you Celebrate Social Media Day!
As a highly used marketing tool in the financial services [...]
29
06, 2020
Quest CE Releases Course on SEC Reg BI Guidance
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
15
06, 2020
MSRB Proposes Rule Changes to Align with Reg BI
The MSRB recently filed proposed amendments with the SEC to [...]
15
06, 2020
FINRA Releases New Problem Codes & AI White Paper
FINRA Releases New Customer Complaint Problem Codes FINRA is adding [...]
15
06, 2020
FINRA Addresses Exam Cheating at Board Meeting
Last week, the FINRA Board of Governors met virtually for [...]
