Part 3: CE Council Releases Guide on Training Plan
The CE Council recently released a guide on proper practices [...]
10
12, 2020
1
12, 2020
Quest CE Releases NAIC Best Interest Training in AZ and IA
MILWAUKEE – December 1, 2020 – Quest CE is pleased [...]
16
11, 2020
FINRA Conducts Targeted Exam of Fund Fee Waivers
The Financial Industry Regulatory Authority (FINRA) is conducting targeted exams [...]
16
11, 2020
Your “Cheat Sheet” for 2021 FINRA Renewals
While it may be hard to believe, 2020 is already [...]
16
11, 2020
SEC Flags Multi-Branch Office Compliance for RIAs
The SEC’s Office of Compliance Inspections and Examinations (OCIE) recently [...]
9
11, 2020
Quest CE Releases Course on Retirement Planning
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
9
11, 2020
Quest CE Expands Questionnaire & Disclosure Offerings
MILWAUKEE – November 9, 2020 – Quest CE, premier provider [...]
6
11, 2020
Quest CE Releases Course on Market Manipulation
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
30
10, 2020
Five Things to Know About Webinar CE Polling
Webinar CE can be great for business when done correctly. [...]
30
10, 2020
Jazz Up your CE-asons Greetings with Voucher Cards
The holiday season is just around the corner! You know [...]
