NASAA No Longer Requiring Exam for Live IAR CE Courses
Effective August 1, 2023, NASAA no longer requires an assessment [...]
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11, 2023
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11, 2023
CE Council Releases Q3 Firm Element Highlights
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
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11, 2023
SEC’s 2024 Exam Priorities: 6 Key Takeaways
The SEC has released its list of exam priorities for [...]
17
11, 2023
U.S. Virgin Islands to Adopt IAR CE Regulations
The U.S. Virgin Islands is the latest to adopt NASAA’s [...]
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11, 2023
Hawaii Joins List of States Adopting IAR CE in 2024
Hawaii is the latest state to adopt NASAA’s IAR CE [...]
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11, 2023
Quest CE Releases New Reg BI Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
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11, 2023
Quest CE Releases New AML Firm Element Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
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10, 2023
2023 CE Council Firm Element Survey: Key Takeaways
In May, the CE Council sent out a 2023 Firm [...]
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10, 2023
CE Council Releases Top Firm Element FAQs
CE Council Releases Top Firm Element FAQs In a recently [...]
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10, 2023
That’s a Wrap! Steps to Close out Your Quest CE Program
-- REGISTER BELOW -- Pumpkin spice and apple cider are [...]
