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Pumpkin spice and apple cider are back in stock, which can only mean one thing — that’s right, it’s time for our fall client webinar! Ahead of the many annual compliance deadlines that firms are facing this time of year, this upcoming webinar will share tips, tricks, and reminders to successfully ‘wrap up’ your compliance programs. Quest CE’s Account Executive Manager, MacKenzie Lindblom, will provide an end-of-year guide for compliance professionals to follow as they prepare for upcoming deadlines. The webinar will feature essential best practices and highlight several Quest CE services to utilize while finishing programs for the year. Join the discussion on October 26th, 2023 at 12PM CST.

AGENDA:

Reporting Essentials: How is Everything Going? 

  • Dashboard Graphical Reports
  • How to use Filters & Spare Fields
  • Share the Work: Additional Admins & Supervisory Access

Reminder Emails: Who Needs an Extra Nudge? 

  • Email Blast Tool
  • Scheduling Auto-Emails & Reminders

Questionnaire Review: What Did They Say? 

  • Actions for Admins: Flagged Responses Report
  • Providing Comments
  • ACQ Review – The Final Step

Disclosure Review: Who’s Submitted What?

  • What is The Queue & How Do I Use it?
  • Review, Approve, Reject, & Monitor Modifications
  • Add Comments & Attachments

For Your Records: What to Plan For? 

  • Plan Ahead for Requests from Regulators
  • Access Training Course PDFs Directly
  • Looking ahead at Next Year
REGISTER HERE

 

The seat limit per session is 250 participants. The anticipated duration of this webinar is 45-60 minutes. If you or an associate is unable to attend the webinar but would still like a demonstration/copy of the presentation, please contact us here.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 2,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost-effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.