The $11M Cost of Failed Supervision
A recent FINRA arbitration case resulting in over $11 million [...]
14
02, 2025
14
02, 2025
Webinar Recap: A Roadmap to IAR CE Compliance
Understanding and implementing IAR CE requirements continues to be a [...]
14
02, 2025
Navigating FINRA’s 2025 Exam Priorities
FINRA's latest Regulatory Oversight Report signals significant shifts in regulatory [...]
10
02, 2025
Quest CE to Exhibit at 2025 IAA Compliance Conference
MILWAUKEE, WI – Quest CE, a leading provider of compliance [...]
7
02, 2025
Quest CE Announces New AML and Evolving Threats Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
7
02, 2025
Quest CE Announces the Promotion of Sadie Holtz to Director of Finance & Accounting
MILWAUKEE, WI – February 7, 2025 – Quest CE, trusted [...]
4
02, 2025
Quest CE Announces New Reg BI and Form CRS Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
4
02, 2025
Quest CE Rolls Out New Insurance CE Courses for California Agents
MILWAUKEE - Quest CE, trusted provider of compliance training and [...]
31
01, 2025
Quest CE Adds RSL and Remote Inspection Type to Branch Audit Tool
MILWAUKEE – January 31, 2025 - Quest CE, trusted provider of [...]
30
01, 2025
Quest CE Promotes Three Key Leaders to Director Roles
Milwaukee, WI – January 30, 2025 – Quest CE, trusted [...]
