Quest CE Releases New Course on Rule 2241: Supervisory Analysts & Compliance
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
15
04, 2026
15
04, 2026
Quest CE Releases New Course on AI Note-Taking Tools in Financial Services
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
13
04, 2026
SEC Charges Adviser in $138M Private Fund Fraud Case
A recent SEC enforcement action highlights how failures in disclosure, [...]
13
04, 2026
FINRA Launches Cyber & Fraud Intelligence Portal
FINRA announced the launch of its Financial Intelligence Fusion Center [...]
13
04, 2026
FINRA Enforcement Trends Shift in 2025 Sanctions Study
Eversheds Sutherland has released its annual 2025 FINRA Sanctions Study [...]
7
04, 2026
The IAA Sessions Worth Your Attention, and What to Do Next
At this year’s Investment Adviser Association (IAA) Annual Conference, regulators, [...]
6
04, 2026
Quest CE Releases New Digital Assets & ETPs Course
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
6
04, 2026
Quest CE Releases New “Compliance Hot Topics for Supervisors & Principals” Course
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
27
03, 2026
Quest CE Celebrates 12th “Best & Brightest” Milwaukee Recognition
MILWAUKEE, WI- March 27th, 2026- Quest CE, a leading compliance [...]
18
03, 2026
Indiana Becomes First State to Adopt IAR CE for 2027
Indiana is the latest to adopt NASAA's IAR CE model [...]
