MILWAUKEE – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element course to its e-learning catalog.
On May 24, 2018, the Senior Safe Act became federal law. This law was enacted to address the growing number of cases of financial exploitation affecting seniors in the financial services industry. The course, “Senior Safe Act Training,” provides an in-depth explanation of the Senior Safe Act, including signs of diminishing mental capacity and financial exploitation, reporting responsibilities, training obligations, and related FINRA rulings.
Course Agenda Includes:
- What Seniors Make Attractive Victims
- What is the Senior Act?
- Eligibility for and Receiving Immunity Under the Act
- Financial Exploitation
- Training Requirements
- Indications of Diminished Mental Capacity
- Signs of Senior Financial Exploitation
- Senior Client Protection
- Taking Action
- FINRA Rules Relative to the Senior Safe Act
- Disclosing Information to a Trusted Contact
For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.
