MILWAUKEE – Quest CE, trusted provider of compliance training and tracking technology solutions, today announced the addition of the new Firm Element course, “Foreign Exchange Derivatives” to its e-learning catalog.
In this course, we discuss foreign exchange derivatives and how FINRA oversees the market to ensure fairness, honesty, and integrity amongst professionals and their respected clients. The retail over-the-counter foreign currency exchange (retail forex) market is opaque, volatile, and risky. Broker-dealers who engage in forex business with their retail customers must comply with the FINRA rules that apply to those activities.
Course Topics Include:
- Introduction to Foreign Exchange Derivatives
- The Concept of Foreign Exchange
- Communications with the Public
- Foreign Exchange Market Trading
- Net Capital Requirements for Brokers-Dealers
- Types of Foreign Exchange Transactions
- Types of Foreign Exchange Derivatives
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.