MILWAUKEE, WI – Quest CE, a trusted provider of compliance training and tracking technology solutions, announced today the addition of a new course, “Reg S-P: Client Data Protection” to its IA Micro-Learning e-learning catalog.
Course users learn a practical overview of Regulation S-P and its requirements for protecting nonpublic personal information. Learners explore how client data must be safeguarded, how potential data incidents are identified and reported, and how their responsibilities apply in day-to-day activities. Through real-world examples, the course emphasizes the importance of following firm procedures, handling information carefully, and responding promptly to potential issues.
This course focuses on three core topics: 1) Key Concepts Under Regulation S-P, 2) Summarizing the Important Updates to Regulation S-P and 3) Your Responsibilities Under Regulation S-P.
Course Topics Include:
- Reg S-P
- Data Privacy
- FINRA-Identified Risks
For questions regarding this or other training courses, please contact us here. To view Quest CE’s course catalogs, click here.
###
About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisers, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.
