MILWAUKEE, WI – Quest CE, a trusted provider of compliance training and tracking technology solutions, announced today the addition of a new course, “Government-Sponsored Enterprise Securities Overview” to its Firm Element e-learning catalog.
Firm members gain an overview of Government-Sponsored Enterprises (GSEs) and the securities they issue. Learners examine the purpose of GSEs, the role they play in supporting credit markets, and the major organizations associated with the GSE market. The course explores the primary types of GSE securities, their investment characteristics, and key risks. Participants also review the factors representatives should consider when discussing these investments with retail customers under Regulation Best Interest (Reg BI).
This course focuses on three core topics: 1) Risks and Investment Characteristics, 2) Making Recommendations Under Regulation Best Interest, and 3) Government-Sponsored vs. Government Guaranteed.
Course Topics Include:
- GSE Securities
- Risks and Investment Characteristics
- Understanding Government-Sponsored Enterprises
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisers, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.
