Quest CE Releases IA Portfolio Management Course

MILWAUKEE – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Investment Adviser course to its e-learning catalog.

As a registered investment advisor, creating and managing portfolios is one of your top priorities. In the course, “Portfolio Management for Investment Advisors,” you’ll learn what it means to be a fiduciary and what your obligations are. You’ll also learn about portfolio management procedures and how to fact find, create, and manage/maintain an effective portfolio for your clients. Additionally, the course covers client-imposed restrictions, the composite selection process, and the requirements on how to keep books and records in your practice.

Course Agenda Includes:

– Fiduciary Obligations
– The DOL Fiduciary Rule
– The Importance of Being a Fiduciary
– Portfolio Management Process
– Composite Selection
– Selecting a Composite/Index
– Books and Records Requirements

For questions regarding this or other Investment Adviser courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail To view Quest CE’s Investment Adviser course catalog, click here.


About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit