Quest CE Releases Course on Digital Assets

MILWAUKEE – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element course to its e-learning catalog.

Broker-dealers and others in the financial industry are dealing with a world that is rapidly changing. With the rise of technology and digital assets, broker-dealers are starting to learn that their clients’ physical and financial assets are just part of the assets that need to be evaluated and secured. Digital assets are now becoming a huge portion of many of their clients’ lives and FINRA is recognizing this. That’s why they have issued notices that broker-dealers must promptly inform them if they are involved in or plan to be involved in anything to do with their clients’ digital assets.

The new course, “Digital Assets,” provides an overview of the different types of digital assets while discussing FINRA’s associated rules and regulations. The course also provides steps on how to assist clients in creating a digital asset plan specific to their needs.  

Course Agenda Includes:

  • FINRA Regulation Notice 18-20
  • What are Digital Assets?
  • Assisting your Clients in Creating a Digital Assets Plan
  • Handling a Deceased Individual’s Digital Assets
  • Helping Clients Keep Digital Assets Alive
  • Digital Assets as Securities

For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Investment Adviser course catalog, click here.

###

About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com