MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced today the addition of its new course, “Regulation S-P Essentials: Protecting Customer Information,” to its Firm Element e-learning catalog.
Participants gain a clear, practical understanding of Regulation S-P and the amendments that strengthen requirements for safeguarding customer information. The course explains how Regulation S-P protects customer data, individual responsibilities when handling sensitive information, and how to identify potential issues and avoid common mistakes. Through real-world examples and updated regulatory expectations, learners acquire the knowledge needed to handle customer information responsibly while supporting their firm’s security efforts.
This course focuses on three core topics: 1) Failures and Emerging Risks Under Reg S-P 2) When Data Disposal Goes Well, and 3) Protecting Customer Information in a Modern Environment.
Course Topics Include:
- Customer Information Protection
- Incident Response
- Compliance Practices
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com
