Quest CE Releases New Course on The SEC Custody Rule
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
12
10, 2026
12
10, 2026
Quest CE Releases New Course on Information Barriers
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
12
10, 2026
Quest CE Releases New IA Micro-Learning Course on Protecting Client Information
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
8
10, 2026
Why Firms Outsource Firm Element Programs
Firm Element programs require more than selecting courses and assigning [...]
29
09, 2026
Quest CE to Attend NSCP National Conference 2026
MILWAUKEE, WI – Quest CE, a leading provider of compliance [...]
24
09, 2026
Quest CE Releases New Course on Securities-Based Lending
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
24
09, 2026
Quest CE Releases New Course on Cash Account Trading Violations
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
17
09, 2026
SEC Approves FINRA’s New Outside Activity Rules
The SEC has approved FINRA Rule 3290, which will replace [...]
11
09, 2026
Lawmakers Urge FINRA to Strengthen ACATS Fraud Protections
Federal lawmakers are urging FINRA to strengthen protections surrounding brokerage [...]
11
09, 2026
Senior Client Fraud Highlights Risks of Undisclosed Loans
A former financial adviser has been sentenced to six years [...]
