FINRA’s New RSL Designation: What You Need to Know
As remote and hybrid work arrangements become the norm, FINRA’s [...]
11
04, 2025
11
04, 2025
FINRA Announces Initiatives to Reduce Regulatory Burdens
In a recent address at a Securities Industry and Financial [...]
11
04, 2025
NASAA Moves to Prohibit Use of “Advisor” Title
The North American Securities Administrators Association (NASAA) recently voted to [...]
28
03, 2025
Key Takeaways from the 2025 IAA Compliance Conference
This March, our Quest CE team had the opportunity to [...]
17
03, 2025
FINRA Enforcement Patterns Emerge in 2024 Sanctions Study
Eversheds Sutherland has released its annual analysis of FINRA disciplinary [...]
4
03, 2025
Quest CE Introduces Split Billing Feature for Seminar Management
Quest CE, a leading provider of compliance training and tracking [...]
4
03, 2025
Quest CE Announces New FINRA & SEC Examination Priorities for 2025 Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
7
02, 2025
Quest CE Announces the Promotion of Sadie Holtz to Director of Finance & Accounting
MILWAUKEE, WI – February 7, 2025 – Quest CE, trusted [...]
4
02, 2025
Quest CE Rolls Out New Insurance CE Courses for California Agents
MILWAUKEE - Quest CE, trusted provider of compliance training and [...]
31
01, 2025
Quest CE Adds RSL and Remote Inspection Type to Branch Audit Tool
MILWAUKEE – January 31, 2025 - Quest CE, trusted provider of [...]
