Webinar Recap: 2026 FINRA and SEC Exam Priorities
In our recent webinar, 2026 FINRA & SEC Exam Priorities: [...]
26
02, 2026
14
01, 2026
Data Privacy Week: Making Data Protection Everyone’s Responsibility
Data Privacy Week reminds us that protecting sensitive information isn't [...]
9
12, 2025
IAR CE Countdown: What You Need to Know Before Dec. 31
As the end of the year approaches, it’s critical for [...]
17
11, 2025
$500M Fraud Crackdown Shows Need for Risk Oversight
A recent federal indictment and SEC complaint alleges a sprawling, [...]
17
11, 2025
Key Takeaways From This Year’s NSCP Conference
In October, our team attended the National Society of Compliance [...]
2
10, 2025
Quest CE to Attend NSCP National Conference 2025
MILWAUKEE, WI – Quest CE, a leading provider of compliance [...]
12
09, 2025
FINRA Fines & Suspends Rep for Off-Channel Messaging
FINRA has suspended and fined a former registered representative after [...]
11
09, 2025
Remote vs. In-Person CE Training – What’s Working in 2025?
The conversation around continuing education (CE) delivery has shifted dramatically [...]
22
08, 2025
Quest CE Releases Consolidated Audit Trail (CAT) Essentials Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
30
07, 2025
FinCEN Postpones AML Rule—Here’s Why Firms Shouldn’t Wait
On July 21, 2025, the Financial Crimes Enforcement Network (FinCEN) [...]
