Are you Prepared for FINRA’s CE Transformation?
Since 2018, FINRA and the CE Council have been working [...]
20
06, 2022
13
06, 2022
Quest CE Releases FINRA Course on Compliance Reminders
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
23
05, 2022
Quest CE Releases Course on Block Trading
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
17
05, 2022
Quest CE Releases Course on Conservation Easements & Opportunity Zones
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
17
05, 2022
Quest CE Releases Course on FINRA & SEC Exam Priorities
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
12
05, 2022
CE Council Releases Q1 2022 Firm Element Advisory
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
26
04, 2022
Quest CE Releases Course on Developing an Effective Ethics Program
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
25
04, 2022
Quest CE Releases Course on the Custody Rule for IAs
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
5
04, 2022
Quest CE Releases Course on Alternative Mutual Funds
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
31
03, 2022
Quest CE Releases Course on Required Minimum Distributions
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
