2024 Mid-Year Recap: Top 10 Firm Element Courses
Blink and you might miss it – we're already halfway [...]
24
06, 2024
14
06, 2024
U.S. Court Strikes Down SEC Rule on Private Fund Transparency
In a significant ruling that has sent shockwaves through the [...]
14
06, 2024
FINRA’s Guidance on Chatbots and AI-Generated Content
The rapid adoption of generative artificial intelligence (AI) has revolutionized [...]
14
06, 2024
Financial Firm Fined $250k for Inadequate Supervision of Social Media Influencers
The Financial Industry Regulatory Authority (FINRA) has recently censured a [...]
22
05, 2024
Key Considerations When Choosing an IAR CE Provider
As a firm seeking an Investment Adviser Representative (IAR) Continuing [...]
9
04, 2024
Quest CE Releases Self-Study Course on Employee Group Benefit
MILWAUKEE – Quest CE, a trusted provider of compliance training [...]
22
01, 2024
7 E-Learning Courses for Data Privacy Week
This week, January 27-31, is Data Privacy Week, an initiative [...]
30
11, 2023
The CE Sales Funnel: How to Use it to Your Advantage
The sales funnel. Just like its name indicates, a sales [...]
28
11, 2023
How to get my Wholesalers Approved to Offer IAR CE
Have you ever considered offering IAR CE credits at one [...]
28
11, 2023
NASAA No Longer Requiring Exam for Live IAR CE Courses
Effective August 1, 2023, NASAA no longer requires an assessment [...]
