How to Verify Your IAR CE Credits Were Reported
As December 31st looms, the IAR CE deadline draws near. [...]
27
08, 2024
25
07, 2024
FINRA Issues CE Notice: What CCOs Need to Know
As we progress through 2024, it's crucial for all registered [...]
24
06, 2024
6 Essential IAR CE Tips from NASAA
Attention, investment adviser representatives (IARs)! Is your jurisdiction one of [...]
24
06, 2024
2024 Mid-Year Recap: Top 10 Firm Element Courses
Blink and you might miss it – we're already halfway [...]
14
06, 2024
Financial Firm Fined $250k for Inadequate Supervision of Social Media Influencers
The Financial Industry Regulatory Authority (FINRA) has recently censured a [...]
11
04, 2024
SEC & FINRA Cracking Down on Texting Violations
SEC and FINRA Impose Heavy Fines for Texting The Securities [...]
10
04, 2024
Compliance Expedition: Gear Up for Success with Quest CE’s Client Best Practice Webinar!
-Register Below- Pack your gear and join Quest CE's annual [...]
30
11, 2023
The CE Sales Funnel: How to Use it to Your Advantage
The sales funnel. Just like its name indicates, a sales [...]
10
10, 2023
That’s a Wrap! Steps to Close out Your Quest CE Program
-- REGISTER BELOW -- Pumpkin spice and apple cider are [...]
9
10, 2023
Top 8 Courses for Cybersecurity Awareness Month
In our increasingly digital world, the importance of cybersecurity cannot [...]
