MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced today the addition of its new course, “Prioritizing Clients: Best Practices in Conflict Management” to its Firm Element catalog.

Designed to help financial professionals strengthen ethical decision-making and compliance by addressing conflicts of interest where personal priorities might compromise client obligations. Through engaging scenarios and case studies, course takers will explore key regulations and practical tools—including conflict inventories and neutral compensation structures—to effectively manage these challenges.

This course focuses on three core topics: 1) Regulatory Elements and Supervisory Oversight 2) Best Practices and Ethical Decision-Making in Conflict Management and 3) Navigating Outside Business Activities.

Course Topics Include:

  • Overview of Regulatory Requirements
  • Practical Tools for Conflict Management
  • Common Conflict Types

For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.

###

About Quest CE

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com