Cracked in Seconds: 2024’s Most Dangerous Passwords
As we bid farewell to 2024, it's time for our [...]
14
01, 2025
9
01, 2025
Quest CE Releases 2025 IAR CE Catalog
MILWAUKEE – Quest CE, leading provider of innovative compliance technology, [...]
27
12, 2024
Five New States Adopt IAR CE Requirements for 2025
The Investment Adviser Representative (IAR) CE requirement continues to gain [...]
16
12, 2024
Year-End CE Deadline: Due December 31st
As we approach the final days of 2024, compliance officers [...]
16
12, 2024
Major Continuing Education Fraud Exposed by FINRA
Widespread Cheating Scheme Uncovered FINRA has unveiled an extensive cheating [...]
13
12, 2024
SEC Financial Remedies Hit Historic High in 2024
The SEC's enforcement statistics for fiscal year 2024 reveal a [...]
10
12, 2024
Quest CE Releases New Course on Protecting Vulnerable Investors
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
3
12, 2024
Minnesota Mandates IAR Continuing Education Starting 2025
Minnesota is the latest to adopt NASAA's IAR CE model [...]
18
11, 2024
SEC Examination Priorities for 2025: Key Areas of Focus Revealed
The SEC's Division of Examinations has released its examination priorities [...]
18
11, 2024
Conference Insights: Our Key Takeaways from NSCP
In October, our team had the opportunity to attend the [...]
