Quest CE Celebrates 12th “Best & Brightest” Milwaukee Recognition
MILWAUKEE, WI- March 27th, 2026- Quest CE, a leading compliance [...]
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03, 2026
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03, 2026
Indiana Becomes First State to Adopt IAR CE for 2027
Indiana is the latest to adopt NASAA's IAR CE model [...]
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03, 2026
Quest CE Releases New Senior Suitability & Investor Protection Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
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03, 2026
Quest CE Releases New Security-Based Swaps Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
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03, 2026
FINRA’s Q1 2026 Regulatory Agenda
FINRA recently released its February 2026 Quarterly Regulatory Policy Agenda [...]
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03, 2026
$80M AML Penalty Sends Warning to Broker-Dealer Industry
The largest anti-money laundering penalty ever imposed on a broker-dealer [...]
13
03, 2026
FINRA Officially Raises Gift Limit to $300
FINRA announced on February 27, 2026, amendments to FINRA Rule [...]
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03, 2026
Is FINRA’s Independent Role Under Threat?
A congressional hearing last week put one of the securities [...]
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03, 2026
How Firms Can Manage IAR CE with Self Pay
Managing Investment Adviser Representative Continuing Education (IAR CE) across your [...]
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02, 2026
Webinar Recap: 2026 FINRA and SEC Exam Priorities
In our recent webinar, 2026 FINRA & SEC Exam Priorities: [...]
