Quest CE Releases New Insider Trading Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
23
04, 2025
11
04, 2025
FINRA’s New RSL Designation: What You Need to Know
As remote and hybrid work arrangements become the norm, FINRA’s [...]
11
04, 2025
FINRA Announces Initiatives to Reduce Regulatory Burdens
In a recent address at a Securities Industry and Financial [...]
11
04, 2025
NASAA Moves to Prohibit Use of “Advisor” Title
The North American Securities Administrators Association (NASAA) recently voted to [...]
11
04, 2025
Quest CE Releases New Course on Conflicts of Interest
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
31
03, 2025
[Webinar] Expert Insights on 2025 FINRA & SEC Exam Priorities
- REGISTER BELOW - Join us on April 15th at [...]
28
03, 2025
Quest CE Introduces New ETF Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
28
03, 2025
Key Takeaways from the 2025 IAA Compliance Conference
This March, our Quest CE team had the opportunity to [...]
28
03, 2025
Quest CE Announces Sexual Harassment Prevention Training for IL
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
17
03, 2025
FINRA Enforcement Patterns Emerge in 2024 Sanctions Study
Eversheds Sutherland has released its annual analysis of FINRA disciplinary [...]
