MILWAUKEE, WI – Quest CE, a trusted provider of compliance training and tracking technology solutions, announced today the addition of a new course, “Information Barriers: Protecting Sensitive Information Across the Firm,” to its Firm Element e-learning catalog.
Firm members learn how information barriers operate through policies, access restrictions, technology controls, monitoring, and approval processes. Learners explore practical scenarios involving conversations, system permissions, confidential materials, and legitimate business communications. Course takers also review a practical response framework for recognizing concerns, protecting information, escalating appropriately, and waiting for guidance before acting. The course emphasizes how these safeguards help financial services firms protect sensitive information and reduce the risk of improper access, use, or sharing.
This course focuses on three core topics: 1) Access Can Create Risk Across the Firm, 2) A Legitimate Need Does Not Eliminate the Barrier, and 3) The Barrier is More Than a Wall.
Course Topics Include:
- What Information Barriers Do
- When Information Crosses the Line
- What Employees Should Do
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisers, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.
