MILWAUKEE – Quest CE, trusted provider of compliance training and tracking technology solutions, today announced the addition of the new Firm Element course, “Mergers & Acquisitions for Financial Planning Practices” to its Firm Element e-learning catalog.

With the wave of older advisors coming upon retirement, mergers and acquisitions of books will happen more frequently. In this course, you’ll learn about mergers & acquisitions with regard to financial planning practices. The course will also provide information about the important items to know when selling and buying. This course is intended for registered principals and registered representatives and will cover the four new FINRA rules related to supervision and supervisory procedures.

Course Topics Include: 

  • Mergers & Acquisitions
  • Types of Acquisitions
  • What is Pro Forma?
  • Merging with Another Advisor
  • FINRA Rule 1017

For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.


About Quest CE

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit