MILWAUKEE, WI – Quest CE, a leading provider of compliance training and tracking technology solutions, today announced the launch of its comprehensive micro-learning course catalog designed exclusively for Registered Investment Advisers (RIA) firms. The new catalog delivers bite-sized, video-based training modules that help investment advisers stay current with regulatory requirements while building stronger compliance practices.

Each micro-learning course requires just 10-15 minutes to complete and features short-form videos, interactive knowledge assessments, and engaging click-and-reveal case studies. This format makes complex compliance topics digestible and immediately applicable to real-world advisory scenarios.

The catalog addresses critical compliance areas, including Anti-Money Laundering (AML), Outside Business Activities (OBAs), and Information Privacy and Cybersecurity. These topics were strategically selected to help firms strengthen internal controls, protect client data, and address common areas of regulatory focus during examinations and enforcement actions.

“We’re providing compliance professionals with a solution that reinforces regulatory best practices while demonstrating to regulators that firms prioritize ongoing education,” said Allison Byrne, Director of Sales and Marketing at Quest CE. “These courses engage investment advisers with timely, focused content that drives retention and practical application.”

The micro-learning approach enables firms to maintain robust compliance standards without disrupting daily operations or overwhelming staff with lengthy training sessions.

Why Firms Are Making the Investment:

  • Reinforces a culture of compliance and continuous learning
  • Demonstrates a proactive stance to regulators and clients
  • Keeps advisers informed and aligned with industry expectations
  • Provides quick, engaging content designed for modern learners

Quest CE’s integrated platform simplifies program administration for compliance teams. Firms can efficiently onboard users, assign training modules, and monitor completion rates through detailed reporting. The system tracks exam retakes, identifies problematic content areas, and enables targeted assignment of additional training materials. Automated reminder functionality ensures consistent completion rates by sending follow-up emails until courses reach “complete” status.

The micro-learning catalog can be integrated into existing compliance programs or deployed as a standalone training solution, providing flexibility for firms of all sizes and structures.

The new course catalog is now available to preview here. Firms interested in learning more about the micro-learning catalog can contact Quest CE directly, here, for a system demonstration.