MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced the addition of the new Firm Element course, “AML and Evolving Threats: A Guide for Financial Professionals” to its Firm Element e-learning catalog.
Strengthen your defense against financial crime with our comprehensive Anti-Money Laundering (AML) course. Learn to effectively identify suspicious activities, implement risk-based strategies, and fulfill regulatory reporting requirements to safeguard the financial system. Tailored for retail representatives, investment advisors, supervisors, and financial professionals managing AML compliance and risk.
This course focuses on three core topics: 1) the five pillars of an effective AML compliance program, 2) emerging financial crime risks, including cryptocurrency and shell companies and 3) consequences of non-compliance and enforcement trends
Course Topics Include:
- Core AML Regulatory Frameworks
- Identifying suspicious activity and reporting obligations
- Consequences of non-compliance and enforcement trends
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.
