MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced today the addition of its new course, “RILAs in Focus: Best Practices, Pitfalls, and Client Protection” to its Firm Element e-learning catalog.
Participants gain a comprehensive introduction to Registered Index-Linked Annuities (RILAs), one of the fastest-growing annuity products in today’s market. Learners explore how RILAs work, their key features, benefits, and risks, along with the regulatory expectations tied to recommending them. Through case studies and best practices, the course demonstrates how registered representatives can explain RILAs clearly, document recommendations effectively, and align with Regulation Best Interest (Reg BI) and FINRA standards.
This course focuses on three core topics: 1) Regulatory Update: Clearer RILA Disclosures, 2) Strengthening Client Understanding, and 3) RILA Rules in Practice
Course Topics Include:
- RILA Basics
- Regulatory Expectations
- Best Practices for Reps
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com
