MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced today the addition of its new course, “Navigating Outside Activities and Private Securities Rules,” to its Firm Element e-learning catalog.
This course helps professionals understand when personal ventures cross into firm obligations. Participants explore FINRA Rules 3270 and 3280, learning when disclosure is required and how to maintain compliance. Through realistic scenarios and interactive decision points, learners distinguish between Outside Business Activities (OBAs) and Private Securities Transactions (PSTs), building the confidence to make sound, compliance-first decisions in their daily practice.
This course focuses on three core topics: 1) Common Gray Areas and Why They Matter, 2) Key Takeaways You Can Apply Immediately, and 3) Why Disclosure Protects You (And The Firm)
Course Topics Include:
- Outside Business Activities
- Key Takeaways You Can Apply Immediately
- Private Securities Transactions
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com
