MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced today the addition of its new course, “International Market Abuse and Data Protection” to its Firm Element e-learning catalog.

Course takers learn how market-abuse, supervision, and data-protection rules apply across borders in global markets. Whether based in the United States, the European Union, the United Kingdom, or Canada, trading activity, client communications, and personal data handling may trigger regulatory oversight in multiple jurisdictions. Through real-world case studies and practical scenarios, learners examine how U.S. regulators work with foreign authorities when activity spans multiple jurisdictions. The course emphasizes recognizing when cross-border rules apply and understanding why following firm controls, approved systems, and escalation procedures is critical in global markets.

This course focuses on three core topics: 1) Why Foreign Rules Apply to U.S. Registered Representatives, 2) Understanding Cross-Border Market-Abuse Jurisdiction, and 3) MIFID II/MIFIR Enforcement: What These Rules Do.

Course Topics Include:   

  • Cross-Border Regulation
  • Market Abuse Rules
  • Foreign Data Protection

For questions regarding this or other Firm Element courses, please contact us  here. To view Quest CE’s Firm Element course catalog,  click here.

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About Quest CE  

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com