MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced today the addition of its new course, “AML Today: Front-Line Responsibilities,” to its Firm Element e-learning catalog.

Couse takers explore key concepts in today’s anti-money laundering (AML) environment. The course reviews how regulators assess AML programs, how money-laundering risk may appear in everyday account activity, and how front-line awareness supports a firm’s compliance efforts. Through real-world scenarios, red-flag examples, and enforcement-based lessons, learners connect AML rules to the types of customer interactions and transactions they commonly encounter.

This course focuses on three core topics: 1) AML Priorities for Registered Reps 2) Lessons Learned from Recent Enforcement Cases, and 3) Where AML Risks Show Up for Registered Reps

Course Topics Include:   

  • AML Risks
  • Ongoing Monitoring
  • Suspicious Activity

For questions regarding this or other Firm Element courses, please contact us  here. To view Quest CE’s Firm Element course catalog,  click here.

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About Quest CE  

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com