Quest CE Releases New Course “Customer Protection in U.S. Banking”
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
24
04, 2026
21
04, 2026
AI in Compliance: What Firms Need to Know Right Now
Artificial intelligence is already embedded across financial services. Employees are drafting emails, [...]
20
04, 2026
Quest CE Heads to FINRA 2026 to Tackle Today’s Compliance Challenges
MILWAUKEE, WI – April 20th, 2026 – Quest CE, a [...]
15
04, 2026
Quest CE Releases New Course on Rule 2241: Supervisory Analysts & Compliance
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
15
04, 2026
Quest CE Releases New Course on AI Note-Taking Tools in Financial Services
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
13
04, 2026
SEC Charges Adviser in $138M Private Fund Fraud Case
A recent SEC enforcement action highlights how failures in disclosure, [...]
13
04, 2026
FINRA Launches Cyber & Fraud Intelligence Portal
FINRA announced the launch of its Financial Intelligence Fusion Center [...]
13
04, 2026
FINRA Enforcement Trends Shift in 2025 Sanctions Study
Eversheds Sutherland has released its annual 2025 FINRA Sanctions Study [...]
7
04, 2026
The IAA Sessions Worth Your Attention, and What to Do Next
At this year’s Investment Adviser Association (IAA) Annual Conference, regulators, [...]
6
04, 2026
Quest CE Releases New Digital Assets & ETPs Course
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
