MILWAUKEE, WI – Quest CE, a trusted provider of compliance training and tracking technology solutions, announced today the addition of a new course, “Mergers and Acquisitions: Institutional Considerations,” to its Firm Element e-learning catalog.

Firm members review compliance and supervisory risks associated with merger and acquisition (M&A) activity. Learners examine key regulatory considerations including material nonpublic information (MNPI), insider trading concerns, conflicts of interest, information barriers, supervisory controls, and communication risks that may arise during confidential transactions.

This course focuses on three core topics: 1) Compliance Risks During M&A Activity, 2) Potential Enforcement and Regulatory Consequences and 3) Cross-Border M&A and Anti-Corruption Risk.

Course Topics Include:   

  • M&A Activity
  • Insider Trading
  • Information Barriers

For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.

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About Quest CE  

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisers, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.