Quest CE Releases FE Course on Complex Investment Strategies

MILWAUKEE – April 23, 2015 – Quest CE premier provider of insurance continuing education and FINRA Firm Element training, is pleased to announce the addition of a new Firm Element course to its e-learning library. The course, “Complex Investment Strategies” … Continue reading

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[FINRA ALERT] Spring 2015 Firm Element Advisory

The Securities Industry/Regulatory Council on Continuing Education (Council) released last week its semi-annual Firm Element Advisory (FEA). In the report, the CE Council provides a review of the latest industry, regulatory and self-regulatory organization (SRO) announcements, and publications of significant … Continue reading

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Exam ‘Question’ of the Week: Privacy & Information Security

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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Quest CE to Attend 16th Annual E-Reg Conference

MILWAUKEE – April 16, 2015 – Quest CE, premier provider of compliance management solutions to the financial services industry, is excited to announce that it will be an exhibiting partner at the 16th Annual NAIC/NIPR E-Reg Conference taking place April … Continue reading

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[LIVE WEBINAR] Compliance Spring Clean-up and Hot Topics

MILWAUKEE – April 8, 2015 – There are so many changes taking place in legislation and regulation today that, at times, it feels near impossible to stay up-to-date with the latest industry developments. These frustrations mount even higher as we cling … Continue reading

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Exam ‘Question’ of the Week: Convertible Securities

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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Quest CE Releases Indiana 5-Hr Long-Term Care Course

MILWAUKEE –March 25, 2015 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, today announced the immediate availability of its new Indiana 5-Hour Long-Term Care and Long-Term Care Partnership course. Insurance producers licensed in Indiana … Continue reading

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Exam ‘Question’ of the Week: Suitability of Variable Products

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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Quest CE Named One of Milwaukee’s Best and Brightest Companies to Work For

March 12, 2015 – Milwaukee, WI — Quest CE, premier provider of compliance training and tracking solutions to the financial services industry, has been named one of Milwaukee’s Best and Brightest Companies to Work For®. Presented by the National Association … Continue reading

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Exam ‘Question’ of the Week: Identity Theft: It’s Everyone’s Business

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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