FINRA Suspends Rep for Cheating on Firm Element Training

COMPLIANCE DIGEST | NEWSLETTER EXCERPT – If you didn’t take your Firm Element training seriously before, you will now. In this month’s FINRA Disciplinary Actions Notice a representative from Tyrone, Pennsylvania was assessed a deferred fine of $5,000 and suspended … Continue reading

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Quest CE to Host Webinar Series on Annual Compliance Meetings

MILWAUKEE – July 30, 2014 – With conflicting schedules, dispersed branch locations, and budget limitations, more and more firms are embracing on-demand technology to enhance the effectiveness of their Annual Compliance Meetings. Due to this growing demand, Quest CE, premier … Continue reading

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Exam ‘Question’ of the Week

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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Quest CE Releases Second-Quarter Firm Element Addendum

MILWAUKEE – July 25, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the release of its second-quarter Firm Element Course Catalog Addendum. The addendum, which is currently available online at www.questce.com/online-course-library, … Continue reading

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Quest CE Redesigns E-Commerce Portal and Introduces Dual Credit

MILWAUKEE – July 14, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is excited to announce the launch of its newly renovated insurance and designation continuing education (CE) e-commerce website. In addition to … Continue reading

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Exam ‘Question’ of the Week

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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Quest CE Receives 2014 ‘Fastest Growing Firms’ Award

MILWAUKEE – July 10, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is excited to announce that it’s been named a ‘2014 Fastest Growing Firms’ award winner by the Milwaukee Business Journal.     … Continue reading

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Quest CE Adds Studio Recorded Audio to its ACM Library

MILWAUKEE – July 1, 2014 – In response to client and industry feedback, Quest CE, premier provider of insurance continuing education and FINRA firm element training, is pleased to announce the transition of its Annual Compliance Meeting (ACM) Course Library … Continue reading

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Quest CE Releases New Florida 5-Hour Law & Ethics Course

MILWAUKEE – July 7, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is pleased to announce the immediate availability of its “Florida 5-Hour Rule: Law and Ethics Update” course. The newly released course … Continue reading

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Exam Question of the Week: Disability Income Insurance

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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