FINRA/CE Council Release Firm Element Advisory

MILWAUKEE – April 17, 2014 – The Securities Industry/Regulatory Council on Continuing Education (Council) recently published its semi-annual Firm Element Advisory (FEA) to highlight current regulatory and sales practice topics for possible inclusion in firms’ 2014 Firm Element training plans. … Continue reading

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Quest CE to Attend FINRA’s 2014 Annual Conference

MILWAUKEE – April 15, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today that it would, for the fourth consecutive year, be an exhibiting partner at FINRA’s 2014 Annual Conference in Washington, … Continue reading

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Quest CE Releases Three New Firm Element Courses

MILWAUKEE – April 11, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the addition of three new Firm Element courses to its 2014 e-learning course catalog. Authored by FINRA, the course, … Continue reading

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WHITEPAPER: 10 Compliance Technology Trends for 2014

MILWAUKEE – April 10, 2014 – Technology has played an increasingly important role in the evolution of the financial services industry. With the ever-growing surplus of big-data, paired with the regulatory pressure to keep pace with changing regulation, more and … Continue reading

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Exam ‘Question’ of the Week

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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Quest CE Celebrates Expansion of IT Department

MILWAUKEE – March 31, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the promotion of Dan Paluszynski to Senior Software Developer and Bridge Team Leader and Jason Loomis to IT Operations … Continue reading

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Quest CE Releases Three New Firm Element Courses

MILWAUKEE – March 28, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the addition of three new Firm Element courses to its 2014 e-learning course catalog. The course, “Cybersecurity” is an … Continue reading

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Exam ‘Question’ of the Week

Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to … Continue reading

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Quest CE Hires Kimberly Brown as Client Support Specialist

MILWAUKEE – March, 14 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is excited to welcome Kimberly Brown to her new position as Client Support Specialist. In her new role, Brown will be … Continue reading

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Quest CE Offers Two New Annual Compliance Meetings

MILWAUKEE – March 12, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the addition of two new Annual Compliance Meeting modules to its 2014 e-learning library. The modules, “FINRA Hot Topics” … Continue reading

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