About Our Compliance System (CMS)

Simplify training, automate tasks, and empower compliance professionals with one complete system.

Your All-in-One Compliance Hub

Designed to make compliance management effortless.

Renaissance Dashboard

Why Firms Choose Renaissance, CMS

Renaissance is built for compliance teams that need clear oversight and defensible processes. The platform centralizes training, policy attestations, compliance questionnaires (focusing on u4 data), and potential conflicts of interest (like OBAs and PSTs), while automated workflows handle tracking and reminders. Real-time reporting surfaces gaps as they occur, giving compliance teams the documentation needed to support supervision and regulatory exams. By keeping all compliance data in one system, Renaissance eliminates silos and simplifies year-round audit preparation.

What You Get “Out of the Box”

Whether you have one user or one thousand, every Renaissance client receives full administrative access to our entire system—complete with built-in functionality at no additional cost.

The Email Blast Tool identifies incomplete items and sends recurring notifications until users complete their assigned tasks—so you never have to chase down procrastinators.

Access all your compliance data through an assortment of easy-to-pull reports. Within seconds, identify gaps in training, flagged risks in questionnaires, or missing attestations.

Using our Course Builder Tool, you can easily customize any off-the-shelf course to reflect your firm’s policies, procedures, or tone—at no extra charge.

What Sets Renaissance Apart

More than a platform, Renaissance streamlines compliance from start to finish.

Built for You

Built for You

Renaissance was designed for compliance professionals—tailored to the needs of firms like yours.

User Friendly

User-Friendly Experience

Guided product tours make it easy to add users, assign training, and track progress in your account.

Unlimited Admins

Unlimited Admins

Scale your program without limits. Add as many administrators as you need—free of charge.

Support

Hands-On Support

Get direct, human support from a team that knows your firm, your configuration, and your goals.

Frequently Asked Questions

You have questions – we have answers!

Yes. Renaissance offers flexible configuration tools, including the Course Builder, custom workflows, approval paths, and notification settings—so your system mirrors your internal processes.

Very. Your dedicated Account Executive will oversee setup, SSO configuration, and admin training to ensure a smooth, efficient launch.

Absolutely. Renaissance supports bulk data imports for users and branches, and our Branch Audit Tool can connect via feeds for automated updates.

Every client is paired with a dedicated Account Executive who knows your program, your goals, and your team. When you have a question, you’ll always reach a real person—never a bot or automated system.

Robust, real-time reporting covers training completions, attestations, disclosures, and audit outcomes—helping you demonstrate compliance readiness anytime.

Yes! We’ll brand both your user and admin portals to reflect your firm’s identity, from login screens to internal dashboards.

We work with FINRA, SEC, and state-registered firms, as well as consultants who administer compliance programs on behalf of clients.

The platform supports WORM and SEC Rule 17a-4–compliant record retention and is SOC 2 Type II compliant, helping firms meet strict data security, privacy, and audit-readiness standards with confidence.

What Services can I Access?

These services can be purchased individually or bundled together.

Firm Element Training

Deliver your Firm Needs Analysis Survey and choose from over 450 Firm Element courses.

Conflict of Interest Tracking

Individually track Outside Business Activities, Gifts, Entertainment, Customer Complaints and more!

Annual Questionnaires

Add an actionable ACQ to your program to verify representatives’ annual activities and disclosures.

Contact Us

Submit the form to talk to one of our product specialists! 

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Address

10100 W. Innovation Drive
Suite 200
Milwaukee, WI 53226

Email

info@questce.com

Phone

(877) 593-3366

Still not convinced? Take a test drive of our system today!