Policy Attestations

Host your firm's corporate documents and monitor attestations under one roof.

PolicyLITE

PolicyLITE, our web-based policy attestation solution, allows your team to host and review all of its compliance documents from one centralized location. Once a policy is created and approved, it can be seamlessly uploaded to the system for a hassle-free approach to keeping your representatives informed and up-to-date on the latest industry developments. Have office documents taking up space in your filing cabinets? Make room by digitally filing anything from sales and marketing guidelines to your  firm’s employee handbook. Additionally, you can choose to accompany any document with an attestation to systematically ensure that representatives are in compliance with firm policies.

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Step 1: Upload

Maintain compliance at your firm by uploading all of your company-branded documents to a centralized dashboard. By uploading your documents and policies into our system, you can quickly communicate important internal updates and regulatory changes across your firm.  

 

Step 2: Attest

Once documents are uploaded in the system, you can easily assign them to specific users or your entire employee population to be reviewed and attested to. With our technology, you’ll know exactly who certified to what policy and when, so you’ll never have to worry about manual upkeep. 

Resource Library

The Resource Library allows you to manage and control files that don’t necessarily require an attestation, but you would still like to be reviewed by your representative population. Within the library, you can organize content by category, such as HR, sales, or marketing, to keep everything appropriately indexed. It’s a great tool for the organization and distribution of vital corporate information.

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COMPLETE YOUR PROGRAM

Firm Element Training

Deliver a Needs Analysis Survey and choose from over 450 Firm Element courses. LEARN MORE

Annual Compliance Meeting

Cut costs, improve productivity and accelerate learning with our online meeting technology. LEARN MORE

Disclosure Tracking

Track Outside Business Activities, Gifts, Entertainment, Political Contributions and more! LEARN MORE

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