Prevent potential red flags and BSA violations with on-demand training.
Did you know that in 2016 two of the three largest FINRA fines involved anti-money laundering violations? Not only that, but for the third year in a row, AML was a top fine category for FINRA, reporting a total of 32 cases with over $45.9 million in fines. Building a comprehensive training program is the first step in educating your representatives on the importance of identifying and preventing these types of violations.
Whether your firm has retail, institutional or wholesale representatives, our extensive anti-money laundering catalog has something for everyone, with courses ranging from securities fraud to the detection and prevention of terrorist financing. No matter your representatives’ technical experience, we offer beginner, intermediate and advance-level courses.
Anti-Money Laundering Courses can be purchased individually, by state, through our Insurance CE portal for as little as $14.95 per course. Many of our courses qualify for dual credit and aid in the detection and prevention of money laundering by covering the regulations, ramifications and red flags associated with these activities.
Our entire anti-money laundering course catalog has been built to include interactive elements that combine rich-content with adaptive learning exercises to provide the end user with a more engaged online learning experience. Courses feature click-to-reveal quiz questions, visual graphics and end-of-course assessments, intended to challenge the learners’ understanding and retention of the course materials.
In addition to our industry-leading content, one of the biggest benefits of working with us is our dynamic compliance management system, which provides a real-time snapshot of your representatives’ learning progress. With all your training data located in a single online database, exam results, course completions and user details can be exported in single click to quickly identify learning gaps and assign additional training, if needed.
Deliver a Needs Analysis Survey and choose from over 450 Firm Element courses.Learn More
Add an interactive ACQ to your program to verify your representatives’ annual activities and disclosures.Learn More
Track Outside Business Activities, Gifts, Entertainment, Political Contributions and more!Learn More
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