Annual Compliance Meetings
Cut costs, improve productivity and accelerate learning by taking your annual compliance meeting online.
Increase Efficiency
Alleviate the costs and resources associated with hosting a live event. Our on-demand training solution is designed to facilitate employee learning, no matter where they are, from any device. Simply send a pre-recorded annual compliance meeting to your entire representative population and have them watch, review and attest to the training materials on their own time. You can then login to the system to track attendance and view training completions using the reporting dashboard.
Tailored for You
Our modules combine rich content with on-demand webcast technology, to deliver a learning experience that benefits everyone at your firm. Featuring the industry’s largest selection of annual compliance meeting modules, you can utilize pre-built meetings, mix and match individual modules or create a custom presentation based on preexisting materials. Imagine the possibilities of creating an online version of your live meeting – complete with custom imagery, video, and audio.
On-Demand Compliance
In accordance with FINRA Rule 3010(a)(7) and Rule 206(4)-7 under the Advisers Act, all of our annual compliance meetings feature an interactive discussion board, time-stamped attendance tracking, unique login credentials and a digital attestation at the end of every meeting. This functionality ensures that, among other safeguards, each representative is actively engaged and able to ask questions that relate directly to their understanding of course materials.
Studio Recorded Audio
Anyone who has sat through an online ACM with artificially-generated voice technology knows the difference having live, studio-recorded audio makes. By taking the time to record, edit and produce each of our online training modules, we remove the monotone and inconsistent delivery of even the best text-to-speech software to provide firms with a more engaged learning experience.
Complete Your Program
Firm Element Training
Deliver your Needs Analysis Survey and choose from over 450 courses.
Learn moreAnnual Questionnaires
Collect and analyze data regarding your representatives’ annual activities.
Learn moreDisclosure Tracking
Individually track Outside Business Activities, Gifts and Entertainment!
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