Investment Advisor Training
Offer robust training and educational opportunities to help your advisors succeed.
Continuing Education
Select training, enroll employees and measure learner retention using real-time reports.
Inform + Engage your Advisors
In today’s rapidly changing industry, the need for your investment advisors to stay current with rules and regulation is paramount. At Quest CE, we equip you with the technology, support, and training your firm needs to be successful. Our cost-effective courses enhance your advisors’ ability to provide investment advice to clients, ultimately protecting the client, advisor and firm.
(NEW!) NASAA IAR CE Catalog
In accordance with NASAA’s IAR CE model rule, investment advisors (in impacted jurisdictions) will need to start taking 12 credits of CE each year to maintain registration. Quest CE was recently approved as a CE vendor and is in the process of getting content filed for credit. These courses are now available to be purchased individually or delivered through a firm program.
Standard Catalog (Non-State Credit)
Quest CE still maintains its standard investment advisor training catalog, which is not approved for NASAA credit. This catalog features over 70 bite-size learning modules, which cover a variety of topics and can easily be customized to reflect your firm’s specific tone and needs using our Course Builder Tool.
RIA Compliance Express
Set up an RIA training program right now – in as little as 15 minutes
Popular Courses
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