Resource Center

Browse our library of video series, whitepapers and product user-guides!

User Demos/Guides

This video series was created to help guide users through common troubleshooting questions.

This video series was created to showcase some of the key features of our proprietary software.

This administrative user-guide offers guidance on utilizing Quest CE’s compliance management system.

webinar series/whitepapers

Join us for our monthly webinar series, where we recap some of Quest CE’s latest system enhancements.

Here are ten steps designed to help broker-dealers mitigate conflict of interest risks at their firms.

This whitepaper provides an in-depth overview of outside business activities and private securities transactions.

blogs/case studies

Browse our case studies and short stories to learn how firms leverage Quest CE to achieve better compliance outcomes.

Here are seven tips on how to design, develop and implement a successful written training plan for your firm.

This article summarizes some of the most common rule violations for small firms, as outlined by FINRA regulators.