Resource Center

Browse our library of video series, whitepapers and product user-guides!

troubleshooting-series

TROUBLESHOOTING SERIES >>

This video series was created to help guide users through common troubleshooting questions.

mini-demo

MINI DEMO SERIES >>

This video series was created to showcase some of the key features of our proprietary software.

user-guide

ADMIN USER-GUIDE >>

This administrative user-guide offers guidance on utilizing Quest CE’s compliance management system.

What's New Webinar

“WHAT’S NEW AT QUEST CE” WEBINAR SERIES >>

Join us for our monthly webinar series, where we recap some of Quest CE’s latest system enhancements.

whats-new-webinar

HOW TO CREATE AN EFFECTIVE WRITTEN TRAINING PLAN >>

Here are seven tips on how to design, develop and implement a successful written training plan for your firm.

case studies

CASE STUDIES – CLIENT SUCCESS STORIES >>

Browse our case studies and short stories to learn how firms leverage Quest CE to achieve better compliance outcomes.

coi-whitepaper

WHITEPAPER: 10 STEPS TO MITIGATE CONFLICTS OF INTEREST >>

This report offers guidance on preventive steps towards identifying and mitigating conflicts of interest.

branch-audit

10 REASONS TO TAKE YOUR BRANCH AUDITS ONLINE >>

This whitepaper discusses the strategic benefits of taking your paper-based audit procedures online.

audit-tips

TIPS ON HOW TO PREPARE FOR YOUR NEXT FINRA EXAM >>

This article summarizes some of the most common rule violations for small firms, as outlined by FINRA regulators.