Compliance Systems

Quest CE prides itself in the creation, execution and continual growth of its proprietary compliance systems. By building our technology in-house, we have the unique ability to easily customize services, alleviate deficiencies and control user-costs.

Unlike other vendors who outsource their technology, Quest CE’s in-house team of technicians’ design, create and program solutions to meet the needs of all of our clientele, big or small.  Quest CE’s systems have almost no lag time, review period, or delay and operate in real-time, allowing our clients to efficiently manage of their training and compliance deadlines.

Renaissance, LMS

Quest CE’s Learning Management System, Renaissance, is the engine that drives both its Retail Insurance Continuing Education portal and its custom securities solutions. [Launch Renaissance].

Bridge, Web CRD/NIPR Repository

Quest CE’s Bridge is a web-based, multifaceted application that automates, centralizes, and simplifies the task of FINRA licensing and registration [See Licensing and Registration]

Questtrak, CE Administration Tool

The Questtrak application is used by insurance and mutual fund wholesalers and sales support professionals that host continuing education events in branch territories for financial advisors [Launch Questtrak].

Codex, Electronic Archiving Systems

Quest CE’s Codex Archiving Systems are used by firms to monitor and store their representatives electronic communications [See Codex Archiving Systems].

Please use the menu on the left for additional information on any of the above technological systems.

Inside Compliance Systems

Comments are closed.