Quest CE News

Find the latest course materials and corporate offerings.

New Course

FINRA Course Discusses Senior Financial Exploitation

The course, “Financial Exploitation of Senior and Vulnerable Adults,” is designed to help registered representatives understand their responsibilities in protecting senior and vulnerable adult clients from financial exploitation. Read More

New Course

Quest CE Releases Senior Safe Act Training Course

Quest CE today announced the addition of the new Firm Element course, “Senior Safe Act Training,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on Financial Exploitation

Quest CE today announced the addition of the new Firm Element course, “Financial Exploitation of Specified Adults & Customer Account Information (FINRA Rules 2165 & 4512)," to its e-learning catalog. Read More

Quest CE Releases Course on Senior Exploitation

Quest CE, today announced the addition of the new Firm Element course, “Senior Exploitation & Regulatory Concerns," to its e-learning catalog. The course discusses some of the major compliance concerns associated with today's aging population. Read More

[Webinar] Senior Exploitation & Regulatory Concerns

In this webinar, we’ll discuss senior financial exploitation and the associated regulatory concerns. More specifically, we’ll discuss a survey conducted by the NASAA which focuses on broker-dealer’s practices and procedures in relation to senior investors. Read More