Quest CE Releases Senior Safe Act Training Course
Quest CE today announced the addition of the new Firm Element course, “Senior Safe Act Training,” to its e-learning catalog. Read More
Quest CE Releases Course on Financial Exploitation
Quest CE today announced the addition of the new Firm Element course, “Financial Exploitation of Specified Adults & Customer Account Information (FINRA Rules 2165 & 4512)," to its e-learning catalog. Read More
Quest CE Releases Course on Senior Exploitation
Quest CE, today announced the addition of the new Firm Element course, “Senior Exploitation & Regulatory Concerns," to its e-learning catalog. The course discusses some of the major compliance concerns associated with today's aging population. Read More
[Webinar] Senior Exploitation & Regulatory Concerns
In this webinar, we’ll discuss senior financial exploitation and the associated regulatory concerns. More specifically, we’ll discuss a survey conducted by the NASAA which focuses on broker-dealer’s practices and procedures in relation to senior investors. Read More
