Quest CE News

Find the latest course materials and corporate offerings.

news-header

FINRA Releases its 2016 Regulatory and Exam Priorities Letter

On Tuesday, January 5, 2016, the Financial Industry Regulatory Authority (FINRA) released its crystal ball forecast, or 2016 Regulatory and Examination Priorities Letter, describing what the agency plans to focus its enforcement efforts on this year. According to the report, the self-regulatory authority will explore risks associated with... Read More

home-header

[WEBINAR Q&A] Quest CE to Provide Overview of SILA Conference

Quest CE will offer a comprehensive overview of the 2015 Securities Insurance and Licensing Association’s conference being held this week in Nashville, Tennessee. Read More

news-header

Compliance Alert: SEC Announces 2013 Examination Priorities

The National Examination Program (NEP) of the SEC’s Office of Compliance Inspections and Examinations recently released its examination priorities for 2013. Read More

home-header

Quest CE to Attend SILA’s 2012 National Education Conference

Quest CE, premier provider of insurance continuing education and FINRA firm element training, is excited to announce its attendance at the Securities & Insurance Licensing Association’s (SILA) 2012 National Education Conference, Reaching New Heights. Read More

news-header

Illinois State Update

The Illinois Department of Insurance has issued a notice advising all insurance producers/business entities and insurance companies, that new and renewal applications submitted to the Illinois Department of Insurance must be done so electronically. Read More

news-header

SEC Raises Rule Requirements for Advisory Performance Fees

A recent AdvisorOne article discussed the Securities and Exchange Commission’s announcement that it has decided to “tighten its rule on investment advisory performance fees to raise the net worth requirement for investors who pay performance fees by excluding the value of the investor’s home from the net worth calculation.” Read More

news-header

SEC Budget Requests More Examiners

According to a recent InvestmentNews release, the recent budget proposal by the Obama administration would allow the Securities and Exchange Commission (SEC) to add over 200 new RIA examiners Read More

training-header

Quest CE Announces New Firm Element Course on FINRA Rules 2090 and 2111

Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the authoring of a new course titled, “FINRA Rules 2090 and 2111: Know Your Customer and Suitability.” Read More

news-header

North Dakota 4-hour Annuity Suitability Training Requirement

North Dakota’s Legislative Assembly passed HB 1160 and it was signed into law on April 19th, 2011. All producers selling Annuity products will be required to take a one-time 4-hour Annuity Suitability Training course before August 1, 2012. Read More

training-header

NAIC Suitability Self-Registration is Available Today

NAIC Suitability Training through Quest CE is live and available for your producers today. Our innovative platform offers Producers the ability to register training profiles either through a bulk load student process on the front end or intuitive self registration. Read More