[WEBINAR Q&A] Quest CE to Provide Overview of SILA Conference
Quest CE will offer a comprehensive overview of the 2015 Securities Insurance and Licensing Association’s conference being held this week in Nashville, Tennessee. Read More
Compliance Alert: SEC Announces 2013 Examination Priorities
The National Examination Program (NEP) of the SEC’s Office of Compliance Inspections and Examinations recently released its examination priorities for 2013. Read More
Quest CE to Attend SILA’s 2012 National Education Conference
Quest CE, premier provider of insurance continuing education and FINRA firm element training, is excited to announce its attendance at the Securities & Insurance Licensing Association’s (SILA) 2012 National Education Conference, Reaching New Heights. Read More
Illinois State Update
The Illinois Department of Insurance has issued a notice advising all insurance producers/business entities and insurance companies, that new and renewal applications submitted to the Illinois Department of Insurance must be done so electronically. Read More
SEC Raises Rule Requirements for Advisory Performance Fees
A recent AdvisorOne article discussed the Securities and Exchange Commission’s announcement that it has decided to “tighten its rule on investment advisory performance fees to raise the net worth requirement for investors who pay performance fees by excluding the value of the investor’s home from the net worth calculation.” Read More
SEC Budget Requests More Examiners
According to a recent InvestmentNews release, the recent budget proposal by the Obama administration would allow the Securities and Exchange Commission (SEC) to add over 200 new RIA examiners Read More
Quest CE Announces New Firm Element Course on FINRA Rules 2090 and 2111
Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the authoring of a new course titled, “FINRA Rules 2090 and 2111: Know Your Customer and Suitability.” Read More
North Dakota 4-hour Annuity Suitability Training Requirement
North Dakota’s Legislative Assembly passed HB 1160 and it was signed into law on April 19th, 2011. All producers selling Annuity products will be required to take a one-time 4-hour Annuity Suitability Training course before August 1, 2012. Read More
NAIC Suitability Self-Registration is Available Today
NAIC Suitability Training through Quest CE is live and available for your producers today. Our innovative platform offers Producers the ability to register training profiles either through a bulk load student process on the front end or intuitive self registration. Read More
Sign Up for Our Firm Element Best Practices Webinars
Quest CE will host a series of Firm Element Best Practices Webinars. These Best Practices Sessions will feature a review of the results from our Annual Firm Element Program Audit survey taken by our valued Firm Element clients. Quest CE will offer advice on what programs worked more efficiently, to better help compliance administrators strategize and implement a successful Firm Element Program. Read More
