Quest CE News

Find the latest course materials and corporate offerings.

[WEBINAR Q&A] Quest CE to Provide Overview of SILA Conference

Quest CE will offer a comprehensive overview of the 2015 Securities Insurance and Licensing Association’s conference being held this week in Nashville, Tennessee. Read More

Compliance Alert: SEC Announces 2013 Examination Priorities

The National Examination Program (NEP) of the SEC’s Office of Compliance Inspections and Examinations recently released its examination priorities for 2013. Read More

SEC Raises Rule Requirements for Advisory Performance Fees

A recent AdvisorOne article discussed the Securities and Exchange Commission’s announcement that it has decided to “tighten its rule on investment advisory performance fees to raise the net worth requirement for investors who pay performance fees by excluding the value of the investor’s home from the net worth calculation.” Read More

Quest CE Announces New Firm Element Course on FINRA Rules 2090 and 2111

Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the authoring of a new course titled, “FINRA Rules 2090 and 2111: Know Your Customer and Suitability.” Read More

North Dakota 4-hour Annuity Suitability Training Requirement

North Dakota’s Legislative Assembly passed HB 1160 and it was signed into law on April 19th, 2011. All producers selling Annuity products will be required to take a one-time 4-hour Annuity Suitability Training course before August 1, 2012. Read More

NAIC Suitability Self-Registration is Available Today

NAIC Suitability Training through Quest CE is live and available for your producers today. Our innovative platform offers Producers the ability to register training profiles either through a bulk load student process on the front end or intuitive self registration. Read More

NAIC Adopts Suitability in Annuity Transactions Model Regulation

Producers are required to have adequate product specific training, including compliance with the insurer’s standards for product training, prior to soliciting an annuity product. In addition, a one-time minimum four (4) credit hour general annuity training course is required. Read More