Quest CE News

Find the latest course materials and corporate offerings.

Quest CE Reflects on The Compliance Digest’s First Year

Quest CE’s dedication to innovation isn’t limited to the proprietary compliance management systems it creates; it extends into its commitment to educate the industry with current news, market-leading research, and personally acquired foresight. Read More

Quest CE Named to Inc. 5000 List for Fourth Consecutive Year

For the fourth consecutive year, Quest CE has been awarded the prestigious honor of making Inc. 5000’s list of the nation’s fastest growing privately-owned companies. This year, Quest CE ranked number 34 among Wisconsin companies and number 2910 overall, with a 3-year revenue growth of 117 percent. Read More

SEC Issues Risk Alert on Options Trading

On August 9, 2013 the Securities Exchange Commission (SEC) issued a Risk Alert to “help market participants detect and prevent options trading that circumvents an SEC short-sale rule.” Read More

Branch Audit Management: The Benefits of Offline Sync

Today’s revolutionary technologies have altered the medium, pace and style in which we conduct business. More specifically, applications that continue to work while “offline” or “disconnected” have become a necessary product feature since the mobilization of technology. Read More

SEC to Focus on Audit Failures: What You Can Do to Protect Your Firm

Two weeks ago, the Securities Exchange Commission (SEC) announced the addition of three new initiatives that will build on its Division of Enforcement’s ongoing efforts to identify areas of market risk though the use of cutting-edge technology. Read More

Quest CE Introduces Webinar Series on New Audit Management Tool

Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today that it will host a series of webinars demonstrating its new Branch Audit Management Tool on June 25 at 10am and June 27 at 2pm. Read More

Quest CE Debuts Branch Audit Management Tool

Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the debut of its new Branch Audit Management Tool. Read More

Quest CE Introduces Five New Annual Compliance Meeting Modules

Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the release of five new Annual Compliance Meeting modules to its 2013 course catalog. Read More

Quest CE Introduces Activity Tracking Tool

Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the release of its multi-purpose compliance tracking tool, Activity Log. Read More

Compliance Alert: Firm Element Advisory

On April 12, 2013 the Securities Industry/Regulatory Council on Continuing Education announced the release of its Spring 2013 Firm Element Advisory ("FEA"). Read More