Quest CE News

Find the latest course materials and corporate offerings.

Quest CE Offers Solution for NY Training Requirement

Quest CE today announced the availability of anti-sexual harassment training, as well as a sexual harassment prevention policy, designed to meet New York State’s “Preventing Sexual Harassment in the Workplace” law, which takes effect October 9, 2018. Read More

New Course

Quest CE Releases NY Sexual Harassment Course

Quest CE today announced the addition of the new Firm Element course, “NY Combating Sexual Harassment in the Workplace,” to its e-learning catalog. Read More

New Course

Quest CE Releases New CFP Ethics Course

Quest CE today announced the release of the new Code and Standards Certified Financial Planner (CFP) Ethics course. This course will satisfy the new standards going into place on October 1, 2019. Read More

Quest CE Unlocks Access to Course Builder

Quest CE announced today the general availability for firms to customize any off-the-shelf Quest CE course directly in its course authoring tool, Course Builder. There is no additional cost to use the tool, it's automatically included with a Quest CE training program. Read More

Quest CE Prepares for FinCEN’s New CDD Rule

Quest CE today announced updates to more than 80 of its Anti-Money Laundering (AML) courses to reflect FinCEN’s new Customer Due-Diligence (CDD) Rule. Read More

Webinar: Complying with New MSRB Requirements

In our upcoming webinar, Quest CE staff will briefly discuss the newly enforced rule, how it compares to FINRA’s Firm Element requirement and best practices to comply. Read More

Quest CE to Attend 2017 SILA Education Conference

Quest CE, premier provider of compliance training and tracking technology solutions, today announced that it will be an exhibiting partner at the upcoming 2017 SILA National Education Conference. This year’s conference takes place September 24 – 27 at the Orlando World Center Marriott in Orlando, Florida.   Read More

[WEBINAR] Investment Advisor Industry Happenings

In this 25-minute webinar, Quest CE Manager of Sales, Jennifer Greene, will shed light on some of the most discussed topics among investment advisors today, as well as provide tips on what firms can do to better prepare for an SEC investigation. Read More

SEC Announces 2016 Exam Priorities

On January 11, 2016, the Securities and Exchange Commission (SEC) announced its annual list of examination priorities for 2016. Similar to last year’s release, the SEC plans to focus on three thematic areas, which include... Read More

FINRA Releases its 2016 Regulatory and Exam Priorities Letter

On Tuesday, January 5, 2016, the Financial Industry Regulatory Authority (FINRA) released its crystal ball forecast, or 2016 Regulatory and Examination Priorities Letter, describing what the agency plans to focus its enforcement efforts on this year. According to the report, the self-regulatory authority will explore risks associated with... Read More