Quest CE News

Find the latest course materials and corporate offerings.

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Quest CE to Attend the 2016 NSCP Conference

Quest CE is excited to announce its upcoming attendance at the 2016 National Society of Compliance Professionals (NSCP) conference in Washington, DC, October 17-19, 2016. Read More

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Quest CE to Attend FINRA’s 2016 Annual Conference

From May 22-25, Quest CE will join more than 1,400 compliance professionals, regulators and industry peers to discuss today's most timely compliance and regulatory topics. Read More

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SEC Announces 2016 Exam Priorities

On January 11, 2016, the Securities and Exchange Commission (SEC) announced its annual list of examination priorities for 2016. Similar to last year’s release, the SEC plans to focus on three thematic areas, which include... Read More

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FINRA Releases its 2016 Regulatory and Exam Priorities Letter

On Tuesday, January 5, 2016, the Financial Industry Regulatory Authority (FINRA) released its crystal ball forecast, or 2016 Regulatory and Examination Priorities Letter, describing what the agency plans to focus its enforcement efforts on this year. According to the report, the self-regulatory authority will explore risks associated with... Read More

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Quest CE Releases Course on Private Securities Transactions

Authored by FINRA, the course “FINRA – Private Securities Transactions” covers rules and regulations governing the treatment of private securities transactions, and reviews obligations for registered representatives. Scenarios are presented to help registered representatives identify private securities transactions and the appropriate actions to take before engaging in them. Read More

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Making the Fourth Quarter Compliance ‘Comeback’

While the compliance comeback is no easy feat, I’m here to tell you that there’s still time, and by following the below training tips you can have your program up and running before the play clock expires. Read More

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Quest CE to Attend the 2015 NSCP National Conference

Quest CE is excited to announce its upcoming attendance at the 2015 National Society of Compliance Professionals (NSCP) conference in National Harbor, Maryland, November 1-4, 2015. Read More

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[WEBINAR Q&A] Quest CE to Provide Overview of SILA Conference

Quest CE will offer a comprehensive overview of the 2015 Securities Insurance and Licensing Association’s conference being held this week in Nashville, Tennessee. Read More

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Fortune Names Quest CE One of the 100 Best Workplaces for Women

Quest CE is honored to announce that after surveying more than 135,600 female employees, Great Place to Work® and Fortune have recognized Quest CE as one of the 100 Best Workplaces for Women in 2015, ranking #20 overall. Read More

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Quest CE to Attend the 2015 Inc. 5000 Conference and Awards Ceremony

Quest CE is pleased to announce its upcoming attendance at the 2015 Inc. 500|5000 Conference & Awards Ceremony in Orlando, Florida October 21-23. Read More