Quest CE News

Find the latest course materials and corporate offerings.

Quest CE Releases Course on MSRB Rules & Risks

The course, “MSRB Rules and Risks” provides registered representatives with a better understanding of the rules and regulation that surround the municipal securities market. Read More

Sutherland Reveals Increased Sanctions in 2015

FINRA imposed record sanctions in 2015, ordering firms to pay significantly more in restitution and expelling more firms than the year prior, according to Sutherland’s annual report. Read More

WEBINAR: 2016 FINRA and SEC Exam Priorities

In this 45-minute webinar, we’ll spotlight both FINRA and the SEC’s top examination priorities for the year, highlight overlapping principles, provide strategies for building a culture of compliance and showcase upcoming trends. Please join the discussion Wednesday, March 16th at 10am or 2pm.
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Quest CE Spotlights Training During Cybersecurity Awareness Month

Cybersecurity is one of the most significant issues facing the financial services sector. Each day, the volume and level of sophistication of security incidents continues to rise. As a result, it’s important that financial institutions enhance and refocus their efforts to address cyber risk. Read More

Fortune Names Quest CE One of the 100 Best Workplaces for Women

Quest CE is honored to announce that after surveying more than 135,600 female employees, Great Place to Work® and Fortune have recognized Quest CE as one of the 100 Best Workplaces for Women in 2015, ranking #20 overall. Read More

Quest CE Releases Course on Senior Investor Compliance Safety

Quest CE announced today the addition of a new Firm Element course to its e-learning catalog. Read More

Quest CE Releases Course on Fixed Income: Rising Interest Rates

The intermediate level course, “Fixed Income: Rising Interest Rates” explores factors related to a rising rate market environment, effective ways to manage rising-rate risk factors, and investment options for fixed income investors during rising rate market conditions. Read More

Quest CE Now Offers Texas Classroom Equivalent CE

Quest CE today announced the release of its highly anticipated Texas Classroom Equivalent course, “Ethically Planning for Life and Death.” Read More

Quest CE Releases Course on AML for Supervisors

Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The new course, “Anti-Money Laundering for Supervisors” provides an overview of money laundering and AML programs, followed by a discussion of AML red flags, from the point of view of a supervisor. Read More

[LIVE WEBINAR] Compliance Spring Clean-up and Hot Topics

There are so many changes taking place in legislation and regulation today that, at times, it feels near impossible to stay up-to-date with the latest industry developments. Read More