Quest CE News

Find the latest course materials and corporate offerings.

Quest CE Releases Course on AML for Supervisors

Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The new course, “Anti-Money Laundering for Supervisors” provides an overview of money laundering and AML programs, followed by a discussion of AML red flags, from the point of view of a supervisor. Read More

[LIVE WEBINAR] Compliance Spring Clean-up and Hot Topics

There are so many changes taking place in legislation and regulation today that, at times, it feels near impossible to stay up-to-date with the latest industry developments. Read More

Quest CE Invests in Server Upgrade and Employee Productivity

These new improvements will significantly enhance the usability of Quest CE software, streamline data management and simplify customer support. Read More

Quest CE Releases Third-Quarter Firm Element Addendum

Quest CE announced today the release of its third-quarter Firm Element Course Catalog Addendum. The addendum, which is currently available online, features a comprehensive list of all the new Firm Element courses that have been released since the catalog's initial publication in January. Read More

Quest CE Offers Two New Courses on NFA Ethics & Municipal Advisor Rules

Quest CE announced today the release of two new Firm Element courses to its E-learning catalog. The course, “NFA Ethics” is designed to help NFA registered firms meet their ethics training obligations under NFA Compliance Rule 2-9. Read More

Quest CE Adds Interactive Software to Course Builder

Quest CE announced today the addition of new, auto-generating interactivity software to its Content Management tool, Course Builder. Designed to promote active learning, program administrators now have the ability to add highly-interactive content to their e-learning materials. Read More

Quest CE Receives 2014 ‘Fastest Growing Firms’ Award

Quest CE is excited to announce that it’s been named a ‘2014 Fastest Growing Firms’ award winner by the Milwaukee Business Journal. Read More

FINRA Notice: CE Council Releases Firm Element Advisory

The Securities Industry/Regulatory Council on Continuing Education (Council) recently published its semi-annual Firm Element Advisory (FEA) to highlight current regulatory and sales practice topics for possible inclusion in firms’ 2014 Firm Element training plans. In the 28-page document, the Council identifies topics from a review of industry, regulatory and self-regulatory organization (SRO) announcements, and publications of significant events. Read More

WHITEPAPER: 10 Compliance Technology Trends for 2014

Technology has played an increasingly important role in the evolution of the financial services industry. With the ever-growing surplus of big-data, paired with the regulatory pressure to keep pace with changing regulation, more and more firms are being forced to rethink the role technology plays in managing their firm’s compliance risk. Read More

Quest CE Offers Two New Annual Compliance Meetings

Quest CE announced today the addition of two new Annual Compliance Meeting modules to its 2014 e-learning library. The modules, “FINRA Hot Topics” and “Information Security” are pre-built for ease-of-use and currently available to clients using both Quest CE’s Managed and Express Firm Element Training solution. Read More