Quest CE News

Find the latest course materials and corporate offerings.

[WEBINAR] ‘Spring Clean’ Your Compliance Program

Spring is the perfect time to freshen up your Quest CE account - especially if you’re preparing to roll-out your internal training program in Q2/Q3. That’s why we're hosting a special webinar to share “tips and tricks” to help launch your 2019 training program with confidence. Read More

New Course

Quest CE Releases Course on Books and Records

The SEC requires that broker-dealers create and maintain certain records so that, among other things, the SEC, self-regulatory organizations, and state securities regulators may conduct effective examinations of broker-dealers. Read More

New Course

New Course Discusses Business Continuity Planning

Quest CE today announced the addition of the new course, “Business Continuity Planning – Vol. 2,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on Social Media for IAs

Quest CE today announced the addition of the new Investment Advisor course, "Social Media for Investment Advisors," to its e-learning catalog. Read More

New Course

New FINRA Enforcement Actions Course Released

Quest CE today announced the addition of the new Firm Element course, “Corporate Culture and Supervision- FINRA Enforcement Actions," to its e-learning catalog. Read More

[WEBINAR] Training: Beyond Checking the Box

In our upcoming webinar, Quest CE staff will discuss how the right training plan can greatly enhance learning retention and facilitate a culture of compliance at your firm. Read More

New Course

Quest CE Releases Course on Political Contributions

Quest CE today announced the addition of the new course, “FINRA Restrictions on Broker Political Contributions – Vol.2," to its Firm Element e-learning catalog. Read More

New Course

Quest CE Releases New Course on Cryptocurrency

Along with enormous potential and extraordinary market volatility, cryptocurrency comes with the threat of abuses and criminal activity. Read More

New Course Available on Net Unrealized Appreciation

Quest CE today announced the addition of the new Firm Element course, "Net Unrealized Appreciation," to its e-learning catalog. The course, “Net Unrealized Appreciation,” examines the potential benefits and regulatory requirements that are associated with NUA tax treatments. Read More

Quest CE Releases Course on Alternative Investments

Quest CE today announced the addition of the new Firm Element course, “Supervising Alternative Investments," to its e-learning catalog.
Read More