In our upcoming roundtable discussion, we’ll be addressing current compliance challenges first-hand with several industry experts. Join us to hear the perspectives of our three panelists as they tackle topics such as, the CCO’s role amid the COVID-19 pandemic, observations from Reg BI, and how they’re currently tackling internal branch investigations. Read More

In our upcoming webinar, we’ll share tips for successfully transitioning your annual compliance meeting to a virtual delivery method. We’ll also demonstrate some of the key features of Quest CE’s system, including how to utilize the Email Blast Tool and run important year-end reports. Read More

In our upcoming webinar, we’ll engage with the audience to get a pulse on how financial firms are handling the transition to remote work while managing their day-to-day compliance processes. Read More

Quest CE today announced the addition of the new Firm Element course, “Ethical Issues Facing the Financial Services Industry,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Working Towards Diversity and Inclusion in the Workplace,” to its e-learning catalog.
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Quest CE today announced the addition of the new Firm Element course, “SEC Regulation Best Interest FAQs, Guidance and Exam Preparedness,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Social Media for Financial Professionals: Creating Compelling and Complaint Content,” to its e-learning catalog. Read More

In our upcoming webinar, Quest CE’s Account Executive Manager, MacKenzie Nold, will walk through some helpful best practices to take stock of your current account and make any necessary changes, before rolling out your 2020 program. Read More

With COVID-19 restricting many employees to work from home, Quest CE is announcing that its newly published Firm Element course, “Security Best Practices for Remote Workers Amid COVID-19” will be available for free to any firm looking to educate their employees on how to maintain strong security practices while working outside of the office. Read More

In this webinar, Quest CE’s Account Executive Manager, MacKenzie Nold, will discuss reporting fundamentals, tips to target any end-of-year account procrastinators and best practices for addressing those attention-needing flagged responses in the system. Read More