Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of the new Firm Element course, “Private Placements – Vol. 2,” to its e-learning catalog.
Read More

Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “Sexual Harassment Training,” defines sexual harassment, explains the role that company culture plays in preventing these types of behaviors, provides a high-level overview of the #metoo movement, and more. Read More

Quest CE today announced the availability of anti-sexual harassment training, as well as a sexual harassment prevention policy, designed to meet New York State’s “Preventing Sexual Harassment in the Workplace” law, which takes effect October 9, 2018. Read More

Quest CE today announced the addition of the new Firm Element course, “Mutual Fund Share Classes and Conflicts of Interests," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Markets in Financial Instruments Directives: MiFID and MiFID II," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Corporate Culture and Supervision- FINRA Enforcement Actions," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “FINRA Rule 3160 – Networking Arrangements with Members and Financial Institutions," to its e-learning catalog.  Read More

Along with enormous potential and extraordinary market volatility, cryptocurrency comes with the threat of abuses and criminal activity. Read More

The course, “TRACE Reporting,” was developed to meet the requirements of broker-dealers and its members to record secondary-market transactions in Treasury securities to FINRA’s Trade Reporting and Compliance Engine known as TRACE. Read More

Quest CE today announced the addition of the new Firm Element course, “Financial Exploitation of Specified Adults & Customer Account Information (FINRA Rules 2165 & 4512)," to its e-learning catalog. Read More