FINRA's course is designed to help securities industry professionals understand information barriers as they relate to the safeguarding of material nonpublic information (MNPI) and the prevention of insider trading. Read More

Quest CE today announced the addition of the new Firm Element course, "Regulation M – Curbing Market Manipulation,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “MSRB G-43: Governing the Activities of Broker’s Brokers,” to its e-learning catalog.
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Quest CE today announced the addition of the new Firm Element course, “Ethical Issues Facing the Financial Services Industry,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “SEC Regulation Best Interest FAQs, Guidance and Exam Preparedness,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Social Media for Financial Professionals: Creating Compelling and Complaint Content,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Fixed Income Transaction Reporting,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, "Customer Complaints and Dispute Resolution," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Annual AML Update: Review of Regulatory Guidance and Enforcement,” to its e-learning catalog. Read More

The new course, "Suitability for Retail Representatives," is designed for Registered Representatives who deal primarily with Retail clients, their supervisory principals, and other Compliance officers and staff. Read More