Quest CE today announced the addition the new Firm Element course, “529 Plans and ABLE Programs,” to its e-learning catalog. Read More

The SEC requires that broker-dealers create and maintain certain records so that, among other things, the SEC, self-regulatory organizations, and state securities regulators may conduct effective examinations of broker-dealers. Read More

Quest CE today announced the addition of the new course, “Business Continuity Planning – Vol. 2,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new anti-money laundering course, “Anti-Money Laundering: BSA, USA Patriot Act & FINRA Rule 3110," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Exchange Traded Notes (ETNs)," to its e-learning catalog.
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Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of the new Firm Element course, “Private Placements – Vol. 2,” to its e-learning catalog.
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Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “Sexual Harassment Training,” defines sexual harassment, explains the role that company culture plays in preventing these types of behaviors, provides a high-level overview of the #metoo movement, and more. Read More

Quest CE today announced the availability of anti-sexual harassment training, as well as a sexual harassment prevention policy, designed to meet New York State’s “Preventing Sexual Harassment in the Workplace” law, which takes effect October 9, 2018. Read More

Quest CE today announced the addition of the new Firm Element course, “Mutual Fund Share Classes and Conflicts of Interests," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Markets in Financial Instruments Directives: MiFID and MiFID II," to its e-learning catalog. Read More