Quest CE News

Find the latest course materials and corporate offerings.

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New Course Available on Net Unrealized Appreciation

Quest CE today announced the addition of the new Firm Element course, "Net Unrealized Appreciation," to its e-learning catalog. The course, “Net Unrealized Appreciation,” examines the potential benefits and regulatory requirements that are associated with NUA tax treatments. Read More

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Quest CE Releases Course on Alternative Investments

Quest CE today announced the addition of the new Firm Element course, “Supervising Alternative Investments," to its e-learning catalog.
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Quest CE Releases Course on SEC Rule 15c2-12

Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “SEC Rule 15c2-12,” discusses how this rule and its is designed to provide enhanced information to municipal securities investors by further regulating those who underwrite or sell such municipal securities. Read More

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Quest CE Releases Four New DOL Courses

Quest CE today announced the addition of three new Firm Element courses to its e-learning library. These courses focus on the Department of Labor’s Conflict of Interest Rule, commonly known as the Fiduciary Rule, and place major emphasis on the Best Interest Contract Exemption (BICE). Read More

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Quest CE Releases Course on Anti-Money Laundering

Quest CE, today announced the addition of a new Anti-Money Laundering course to its e-learning catalog. Read More

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Quest CE Now Offering CFA Designation Credit

Quest CE today announced its partnership with the CFA (Chartered Financial Analyst) Institute to offer an online curriculum for its CFA designation program. Read More

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Quest CE Offers Course on Whistleblower Compliance

The course, “Whistleblower Rule Compliance” provides background of the SEC’s Whistleblower Incentive Program, highlights recently enforced disciplinary and retaliation cases and provides recommendations for preventing non-compliance with SEC Rule 21F-17. Read More

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Quest CE Releases Course on Primary Bond Market

This introductory-level course, “Fixed Rate Primary Market Offerings” provides intricate background on the roles and responsibilities of market participants in fixed rate primary market offerings. Read More

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Quest CE Releases Course on Reverse Churning

The course, “Fee Selection and Reverse Churning” provides a brief overview of reverse churning before focusing on the distinguishing characteristics of commission-based and fee-based accounts. Read More

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Quest CE Releases Course on Mergers/Acquisitions

The course, “Mergers & Acquisitions for Investment Bankers” was developed for those with a basic knowledge of mergers and acquisitions (i.e., key terms and definitions, incentives for buying and selling). Read More