Quest CE News

Find the latest course materials and corporate offerings.

New Course

Quest CE Releases FINRA & SEC Priorities Course

Quest CE today announced the addition of the new Firm Element course, “FINRA and SEC Examination Priorities for 2021,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on Anti-Money Laundering

Quest CE today announced the addition of the new Firm Element course, “AML Focus on Politically Exposed Persons and Senior Foreign Political Figures,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on Recent AML Updates

Quest CE today announced the addition of the new Firm Element course, “2020 AML Updates: COVID-19 Risks, Legislative Updates, and Enforcement Actions,” to its e-learning catalog. Read More

New Course

New FINRA Course Discusses Information Barriers

FINRA's course is designed to help securities industry professionals understand information barriers as they relate to the safeguarding of material nonpublic information (MNPI) and the prevention of insider trading. Read More

New Course

Quest CE Releases Course on Market Manipulation

Quest CE today announced the addition of the new Firm Element course, "Regulation M – Curbing Market Manipulation,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on MSRB Rule G-43

Quest CE today announced the addition of the new Firm Element course, “MSRB G-43: Governing the Activities of Broker’s Brokers,” to its e-learning catalog.
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New Course

Quest CE Releases Course Covering Ethical Issues

Quest CE today announced the addition of the new Firm Element course, “Ethical Issues Facing the Financial Services Industry,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on SEC Reg BI Guidance

Quest CE today announced the addition of the new Firm Element course, “SEC Regulation Best Interest FAQs, Guidance and Exam Preparedness,” to its e-learning catalog. Read More

New Course

Social Media Guidance for Financial Professionals

Quest CE today announced the addition of the new Firm Element course, “Social Media for Financial Professionals: Creating Compelling and Complaint Content,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on Transaction Reporting

Quest CE today announced the addition of the new Firm Element course, “Fixed Income Transaction Reporting,” to its e-learning catalog. Read More