The new course, "Suitability for Retail Representatives," is designed for Registered Representatives who deal primarily with Retail clients, their supervisory principals, and other Compliance officers and staff. Read More

Quest CE today announced the addition of the new Firm Element course, “Sexual Harassment: Awareness, Perception, and Prevention,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Mergers & Acquisitions: Market Update and Compliance Due Diligence for M&A Professionals," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Variable Index annuities,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, "Digital Assets," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Senior Safe Act Training,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “The ABC’s of ESG – Environmental Social and Governance Investing," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Customer Due Diligence (CDD) Rule,” to its e-learning catalog. Read More

Quest CE today announced the addition the new Firm Element course, “529 Plans and ABLE Programs,” to its e-learning catalog. Read More

The SEC requires that broker-dealers create and maintain certain records so that, among other things, the SEC, self-regulatory organizations, and state securities regulators may conduct effective examinations of broker-dealers. Read More