Quest CE today announced the addition of the new Firm Element course, “The ABC’s of ESG – Environmental Social and Governance Investing," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Customer Due Diligence (CDD) Rule,” to its e-learning catalog. Read More

Quest CE today announced the addition the new Firm Element course, “529 Plans and ABLE Programs,” to its e-learning catalog. Read More

The SEC requires that broker-dealers create and maintain certain records so that, among other things, the SEC, self-regulatory organizations, and state securities regulators may conduct effective examinations of broker-dealers. Read More

Quest CE today announced the addition of the new course, “Business Continuity Planning – Vol. 2,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new anti-money laundering course, “Anti-Money Laundering: BSA, USA Patriot Act & FINRA Rule 3110," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Exchange Traded Notes (ETNs)," to its e-learning catalog.
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Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of the new Firm Element course, “Private Placements – Vol. 2,” to its e-learning catalog.
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Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “Sexual Harassment Training,” defines sexual harassment, explains the role that company culture plays in preventing these types of behaviors, provides a high-level overview of the #metoo movement, and more. Read More

Quest CE today announced the availability of anti-sexual harassment training, as well as a sexual harassment prevention policy, designed to meet New York State’s “Preventing Sexual Harassment in the Workplace” law, which takes effect October 9, 2018. Read More