Quest CE Releases FINRA & SEC Priorities Course
Quest CE today announced the addition of the new Firm Element course, “FINRA and SEC Examination Priorities for 2021,” to its e-learning catalog. Read More
Quest CE Releases Course on Anti-Money Laundering
Quest CE today announced the addition of the new Firm Element course, “AML Focus on Politically Exposed Persons and Senior Foreign Political Figures,” to its e-learning catalog. Read More
Quest CE Releases Course on Recent AML Updates
Quest CE today announced the addition of the new Firm Element course, “2020 AML Updates: COVID-19 Risks, Legislative Updates, and Enforcement Actions,” to its e-learning catalog. Read More
New FINRA Course Discusses Information Barriers
FINRA's course is designed to help securities industry professionals understand information barriers as they relate to the safeguarding of material nonpublic information (MNPI) and the prevention of insider trading. Read More
Quest CE Releases Course on Market Manipulation
Quest CE today announced the addition of the new Firm Element course, "Regulation M – Curbing Market Manipulation,” to its e-learning catalog. Read More
Quest CE Releases Course on MSRB Rule G-43
Quest CE today announced the addition of the new Firm Element course, “MSRB G-43: Governing the Activities of Broker’s Brokers,” to its e-learning catalog.
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Quest CE Releases Course Covering Ethical Issues
Quest CE today announced the addition of the new Firm Element course, “Ethical Issues Facing the Financial Services Industry,” to its e-learning catalog. Read More
Quest CE Releases Course on SEC Reg BI Guidance
Quest CE today announced the addition of the new Firm Element course, “SEC Regulation Best Interest FAQs, Guidance and Exam Preparedness,” to its e-learning catalog. Read More
Social Media Guidance for Financial Professionals
Quest CE today announced the addition of the new Firm Element course, “Social Media for Financial Professionals: Creating Compelling and Complaint Content,” to its e-learning catalog. Read More
Quest CE Releases Course on Transaction Reporting
Quest CE today announced the addition of the new Firm Element course, “Fixed Income Transaction Reporting,” to its e-learning catalog. Read More
