Quest CE News

Find the latest course materials and corporate offerings.


Quest CE Releases Four New DOL Courses

Quest CE today announced the addition of three new Firm Element courses to its e-learning library. These courses focus on the Department of Labor’s Conflict of Interest Rule, commonly known as the Fiduciary Rule, and place major emphasis on the Best Interest Contract Exemption (BICE). Read More


Quest CE Releases Course on Anti-Money Laundering

Quest CE, today announced the addition of a new Anti-Money Laundering course to its e-learning catalog. Read More


Quest CE Now Offering CFA Designation Credit

Quest CE today announced its partnership with the CFA (Chartered Financial Analyst) Institute to offer an online curriculum for its CFA designation program. Read More


Quest CE Offers Course on Whistleblower Compliance

The course, “Whistleblower Rule Compliance” provides background of the SEC’s Whistleblower Incentive Program, highlights recently enforced disciplinary and retaliation cases and provides recommendations for preventing non-compliance with SEC Rule 21F-17. Read More


Quest CE Releases Course on Primary Bond Market

This introductory-level course, “Fixed Rate Primary Market Offerings” provides intricate background on the roles and responsibilities of market participants in fixed rate primary market offerings. Read More


Quest CE Releases Course on Reverse Churning

The course, “Fee Selection and Reverse Churning” provides a brief overview of reverse churning before focusing on the distinguishing characteristics of commission-based and fee-based accounts. Read More


Quest CE Releases Course on Mergers/Acquisitions

The course, “Mergers & Acquisitions for Investment Bankers” was developed for those with a basic knowledge of mergers and acquisitions (i.e., key terms and definitions, incentives for buying and selling). Read More


Quest CE Releases Course on SEC Rule 15c2-12

The course, “SEC Rule 15c2-12 – Municipalities Continuing Disclosure Cooperation Initiative” will discuss the Securities and Exchange Commission (“SEC”) Rule 15c2-12 on municipal securities disclosure and its program to resolve outstanding disclosure violations: the Municipalities Continuing Disclosure Cooperation Initiative (“MCDC”). Read More


Quest CE Updates 2016 Firm Element Course Catalog

The newly released catalog, available online at, features a comprehensive list of all the Firm Element courses that have been authored by Quest CE since its initial publication back in January. Read More


New Course on the DOL’s Fiduciary Rule

This course teaches advisors, broker-dealers and other affected financial professionals how to navigate and prepare for the anticipated regulatory changes. Read More