Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “Available Exemptions Under the DOL Rule,” examines the exemptions that were amended or added under the DOL fiduciary rule. Read More

Quest CE today announced the addition of the new Firm Element course, “Phishing Awareness – The Human Factor of Security," to its e-learning catalog. Read More

Quest CE, today announced the addition of the new Firm Element course, “Senior Exploitation & Regulatory Concerns," to its e-learning catalog. The course discusses some of the major compliance concerns associated with today's aging population. Read More

The course, “Investment Advice for a Fee in Retirement Plans,” focuses on Retirement Plan Advisors and their role in assisting companies with choosing and managing their retirement plan offerings. Read More

The course, “Treatment of Non-Cash Compensation,” provides an overview of non-cash compensation and the various rules that are associated with these types of offerings. Read More

The course, “Investment Advisors: Communication Compliance - SEC,” provides advisors with extensive information about how to properly advertise to the public while assuring compliance with the SEC’s communication rules. Read More

Quest CE today announced the addition of the new Firm Element course, "Net Unrealized Appreciation," to its e-learning catalog. The course, “Net Unrealized Appreciation,” examines the potential benefits and regulatory requirements that are associated with NUA tax treatments. Read More

Quest CE today announced the addition of the new Firm Element course, “Supervising Alternative Investments," to its e-learning catalog.
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Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “SEC Rule 15c2-12,” discusses how this rule and its is designed to provide enhanced information to municipal securities investors by further regulating those who underwrite or sell such municipal securities. Read More

Quest CE today announced the addition of three new Firm Element courses to its e-learning library. These courses focus on the Department of Labor’s Conflict of Interest Rule, commonly known as the Fiduciary Rule, and place major emphasis on the Best Interest Contract Exemption (BICE). Read More