Quest CE News

Find the latest course materials and corporate offerings.

Quest CE Course Covers Fixed Income Securities

Quest CE today announced the addition of the new Firm Element course, “Mark-ups on Fixed Income Securities," to its e-learning catalog. Read More

Course Released: FINRA and SEC Exam Priorities

Quest CE today announced the addition of the new course, “FINRA and SEC Examination Priorities for 2018,” to its Firm Element e-learning catalog. Read More

Quest CE Releases Course on FINRA Rule 3160

Quest CE today announced the addition of the new Firm Element course, “FINRA Rule 3160 – Networking Arrangements with Members and Financial Institutions," to its e-learning catalog.  Read More

New FINRA Course Released on Variable Annuities

Quest CE today announced the addition of the new FINRA Firm Element course, "FINRA – Variable Annuities: Suitability Determinations for Exchange," to its e-learning catalog. Read More

[Webinar] Top FINRA/SEC Exam Priorities for 2018

It’s the news we all curiously wait for each year: FINRA and the SEC’s annual examination priorities. While regulators are definitely focusing a majority of their attention on reoccurring issues, some interesting areas of uncharted risks were also identified. Read More

Quest CE to Attend FINRA’s Small Firms Conference

Quest CE today announced that it will be exhibiting for the first time at the upcoming 2017 FINRA Small Firm Conference in Santa Monica, CA. The annual conference, which runs from November 8-9, 2017, will focus on practices and tips for complying with FINRA rules from the unique perspective of small firms. Read More

FINRA Course Released on the AML Supervisor Role

The course, “AML – Supervisors: Understanding Your Role – Vol. 2,” discusses the obligations that supervisors have to ensure that their firm is in compliance with its AML program. Read More

FINRA Course Released on Compliance Reminders

Quest CE today announced the addition of the new FINRA Firm Element course, “FINRA – Annual Compliance Reminders for Retail Registered Representatives – Vol. 7,” to its e-learning catalog. Read More

Quest CE Announces Agreement with FINRA to Deliver CFP Credits

Quest CE is pleased to announce an agreement with FINRA (Financial Industry Regulatory Authority) to deliver its CFP (Certified Financial Planner) continuing education credits directly through Quest CE’s Compliance Management System, Renaissance. Read More

Quest CE to Attend FINRA’s 2017 Annual Conference

Quest CE today announced that it will be an exhibiting partner at the upcoming 2017 FINRA Annual Education Conference in Washington, DC. Read More