In our upcoming webinar, Quest CE staff will discuss what type of attacks firms can expect to see, deficiencies FINRA, the OCIE and NASAA plan to focus on, and most importantly best practices to prevent cybersecurity vulnerabilities at your firm. Read More
Test your industry knowledge by answering Quest CE’s exam question of the week!
Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Read More
With October being Cybersecurity Awareness Month, Quest CE is featuring a few of its most popular Information Security courses to help firms’ review online safety practices, identify data vulnerabilities, and implement steps to protect themselves against cyber-attacks. Read More
Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of two new Firm Element courses to its e-learning library, “Cybersecurity for Registered Representatives” and “Cybersecurity for Supervisors.” Read More
Cybersecurity is one of the most significant issues facing the financial services sector. Each day, the volume and level of sophistication of security incidents continues to rise. As a result, it’s important that financial institutions enhance and refocus their efforts to address cyber risk. Read More
Quest CE is excited to announce its upcoming attendance at the 2015 National Society of Compliance Professionals (NSCP) conference in National Harbor, Maryland, November 1-4, 2015. Read More
Authored by FINRA, the course, “Cybersecurity: Understanding Your Role” focuses on the necessity for cybersecurity controls in everyday business. It additionally helps representatives' identify some of the cyber threats that can harm them, their customers and their firm, as well as provides a thorough description of the rules and regulations that apply to cybersecurity. Read More